Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MPA Financial Management Limited
FRN 434931
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 20 Aug 2024)
- [FCA CF] Client dealing (since 20 Aug 2024)
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- [FCA CF] Functions requiring qualifications (10 Feb 2022 to 31 Dec 2023)
- [FCA CF] Manager of certification employee (6 Jul 2021 to 31 Dec 2023)
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- CF30 Customer (1 Nov 2007 to 1 Nov 2008)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.