MPA Financial Management Limited

Date authorised
1 April 2013
Companies House
04111009
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    MPA House
    98 High Street
    Henley in Arden
    West Midlands
    B95 5BY
    UNITED KINGDOM
    Phone
    +4401564795997
    Web
    https://www.mpafm.co.uk

  • Complaints Contact

    MPA House
    98 High Street
    Henley in Arden
    West Midlands
    B95 5BY
    UNITED KINGDOM
    Phone
    +4401564795997

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · This permission is limited to debt counselling which is provided in connection with Mortgage advice, Investment advice and Pension advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert John Chapman

    IRN RXC00140

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2020)
  • Robert Leddington

    IRN RXL01149

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (20 Aug 2019 to 8 Dec 2019)
  • Robin George Taylor

    IRN RGT00008

    • CF30 Customer (20 Jan 2011 to 12 Nov 2018)
  • Ross Anthony Bennett

    IRN RAB00005

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2020)
    • [FCA CF] Client dealing (since 14 Aug 2020)
    • Appointed representative dealing with clients for which they require qualification (1 Dec 2020 to 1 Apr 2021)
    • CF30 Customer (1 Dec 2020 to 1 Apr 2021)
  • Sara Margaret Paul

    IRN SMP00001

    • CF28 Systems and controls (1 Nov 2007 to 1 Feb 2010)
    • CF1 Director (10 Oct 2005 to 1 Feb 2010)
    • CF13 Finance (10 Oct 2005 to 31 Oct 2007)
  • Sharron West

    IRN SXN01094

    • CF30 Customer (16 Sep 2011 to 3 May 2013)
  • Susan Clare Houldsworth

    IRN SCH00042

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2023)
    • CF30 Customer (14 Feb 2018 to 8 Dec 2019)
  • Wenda Field

    IRN WXF00044

    • Director of firm who is not a certification employee or a SMF manager (since 20 Jan 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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