Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Jun 2013 to 8 Dec 2019)
  • MPA Financial Management Limited (no longer approved here)

    FRN 434931

    • CF30 Customer (16 Sep 2011 to 3 May 2013)
    • CF21 Investment Adviser (15 Aug 2006 to 8 Jun 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2005 to 15 Aug 2006)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (15 Aug 2006 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2005 to 15 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.