Barnett Waddingham LLP

• Principal Place of Business

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

  Web

  https://www.barnett-waddingham.co.uk

• Complaints Contact

  Barnett Waddingham LLP

  2 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4403331111222

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam James Bexson

  IRN AJB01592

  • CF30 Customer (3 Nov 2010 to 12 Oct 2016)
• Adam James Walker

  IRN AJW01475

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF30 Customer (7 Apr 2009 to 8 Dec 2019)
  • CF4 Partner (27 Mar 2009 to 8 Dec 2019)
• Adam Poulson

  IRN AXP01980

  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (26 Jun 2018 to 8 Dec 2019)
• Adrian Sevitz

  IRN AXS00072

  • [FCA CF] Significant management (since 3 Jul 2024)
• Ailsa Rhiannon Duthie

  IRN AXD00975

  • [FCA CF] Client dealing (3 Oct 2024 to 6 Aug 2025)
• Alan Kayinamura

  IRN AXK00191

  • [FCA CF] Client dealing (since 30 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2023)
• Alexander Michael Pocock

  IRN AMP01183

  • [FCA CF] Client dealing (since 10 Jan 2024)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jan 2024)
  • CF4 Partner (22 Jun 2012 to 8 Dec 2019)
  • CF30 Customer (8 Apr 2009 to 8 Dec 2019)
• Alexander Philip Toney

  IRN APT01070

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF27 Partner (25 Jun 2024 to 3 Apr 2025)
  • CF30 Customer (9 Apr 2009 to 8 Dec 2019)
• Alexander Richard Campbell

  IRN AXC00826

  • [FCA CF] Client dealing (since 27 Jul 2022)
• Alexandra Kim Durniat

  IRN AKD01031

  • [FCA CF] Significant management (since 3 Apr 2025)
  • SMF27 Partner (9 Dec 2019 to 3 Apr 2025)
  • CF4 Partner (19 Jun 2012 to 8 Dec 2019)

No changes recorded yet.