Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MPA Financial Management Limited
FRN 434931
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (20 Aug 2019 to 8 Dec 2019)
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- SIMF1 Chief Executive Function (7 Mar 2016 to 27 Feb 2017)
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 27 Feb 2017)
- CF30 Customer (1 Nov 2007 to 1 Dec 2012)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF8 Apportionment and Oversight (1 Dec 2001 to 6 Mar 2016)
- CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
- CF11 Money Laundering Reporting (1 Dec 2001 to 28 Jun 2017)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF10 Compliance Oversight (1 Dec 2001 to 28 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.