Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (20 Aug 2019 to 8 Dec 2019)
  • Railway Enginemen's Assurance Society Limited (no longer approved here)

    FRN 110047

    • SIMF1 Chief Executive Function (7 Mar 2016 to 27 Feb 2017)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 27 Feb 2017)
    • CF30 Customer (1 Nov 2007 to 1 Dec 2012)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Mar 2016)
    • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Jun 2017)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.