Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2020)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2020)
    • CF1 Director (AR) (17 Nov 2014 to 14 Oct 2025)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (24 Mar 2009 to 6 Nov 2014)
    • CF1 Director (AR) (31 Oct 2004 to 6 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.