Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Aug 2018)
    • (6)Employed By (since 2 Aug 2018)
    • (4)Employed By (2 Apr 2015 to 31 Jul 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (13 Apr 2015 to 31 Jul 2018)
  • INTELLIGENT PENSIONS LIMITED (no longer approved here)

    FRN 186250

    • CF30 Customer (30 Mar 2010 to 31 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

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