Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
MPA Financial Management Limited
FRN 434931
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
-
- Appointed representative dealing with clients for which they require qualification (16 Sep 2024 to 20 Jan 2025)
- CF1 Director (AR) (12 Sep 2024 to 20 Jan 2025)
- CF30 Customer (12 Sep 2024 to 20 Jan 2025)
-
- (1)Employed By (12 Sep 2024 to 20 Jan 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.