Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (30 Sep 2022 to 30 Aug 2024)
- [FCA CF] Client dealing (30 Sep 2022 to 30 Aug 2024)
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- Appointed representative dealing with clients for which they require qualification (29 Sep 2020 to 24 Aug 2022)
- CF30 Customer (9 Sep 2020 to 24 Aug 2022)
- CF4 Partner (AR) (9 Sep 2020 to 24 Aug 2022)
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- CF4 Partner (AR) (9 Sep 2020 to 24 Aug 2022)
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- (2)Employed By (9 Sep 2020 to 24 Aug 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Sep 2021)
- CF30 Customer (1 Nov 2007 to 23 Sep 2021)
- CF21 Investment Adviser (19 Jun 2003 to 31 Oct 2007)
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- (350)Employed By (19 Jun 2003 to 1 Jun 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.