David Paul Howard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ELEVATION WEALTH MANAGEMENT LIMITED (no longer approved here)
FRN 456358
- [FCA CF] Manager of certification employee (23 Aug 2023 to 23 Feb 2024)
MPA Financial Management Limited (no longer approved here)
FRN 434931
- SMF16 Compliance Oversight (9 Dec 2019 to 20 May 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 May 2023)
- CF10 Compliance Oversight (30 Aug 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Aug 2019 to 8 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 May 2009 to 9 Apr 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.