ELEVATION WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Unit 1 Elevation House,

  Marlin Office Village, 1250 Chester Road

  Castle Vale

  Birmingham

  West Midlands

  B35 7AZ

  UNITED KINGDOM

  Phone

  +441214110488

  Web

  http://www.elevation-wm.co.uk

• Complaints Contact

  Unit 1 Elevation House,

  Marlin Office Village, 1250 Chester Road

  Castle Vale

  Birmingham

  West Midlands

  B35 7AZ

  UNITED KINGDOM

  Phone

  +441214110488

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment, mortgage and protection advice and advice provided to corporate clients

• Consumer Loans

  Show 2 limitations Hide limitations

  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees [relating to the provision of professional services]/[which are only for ongoing services or regular premiums]

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Aarinder Singh Lidder

  IRN AXL11784

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 20 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 20 Jan 2025)
• Aaron Le-Ford James

  IRN AXJ00329

  • Appointed representative dealing with clients for which they require qualification (13 Dec 2022 to 7 Aug 2025)
  • [FCA CF] Client dealing (7 Jul 2022 to 7 Aug 2025)
  • [FCA CF] Functions requiring qualifications (7 Jul 2022 to 7 Aug 2025)
• Adam Derek Cuthbert

  IRN ADC01120

  • SMF3 Executive Director (6 Feb 2024 to 12 Feb 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Feb 2025)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 11 Feb 2025)
  • CF1 Director (AR) (27 Nov 2015 to 12 Feb 2025)
  • CF30 Customer (10 Apr 2015 to 12 Feb 2025)
• Adam Llewelyn Patt

  IRN ALP00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
• Adam Richard Rogers

  IRN AXR11092

  • [FCA CF] Manager of certification employee (1 Aug 2020 to 18 Aug 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Aug 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Aug 2023)
  • CF30 Customer (1 Feb 2019 to 8 Dec 2019)
• Alison Parker

  IRN AJP01390

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2025)
  • [FCA CF] Client dealing (since 6 Jan 2025)
• Andrew Philip Jones

  IRN APJ01076

  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jul 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jul 2020)
  • SMF3 Executive Director (9 Dec 2019 to 10 Jul 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 10 Jul 2020)
  • CF1 Director (2 Oct 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (2 Oct 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Andrew Stephen Wheeler

  IRN ASW00005

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
• Anthony Alan Jacques

  IRN AAJ01020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 18 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
• Anthony Arthur James Bannard Smith

  IRN AAS00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 7 Jan 2024)
  • [FCA CF] Significant management (since 23 Jun 2022)
  • Responsibility for MCD Intermediation (since 4 Jan 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Jan 2021)
  • SMF16 Compliance Oversight (since 4 Jan 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (AR) (since 2 Dec 2015)
  • CF30 Customer (since 21 Nov 2011)
  • [FCA CF] CASS oversight function (23 Jun 2022 to 25 Oct 2025)
  • [FCA CF] Manager of certification employee (23 Jun 2022 to 25 Oct 2025)
  • CF10 Compliance Oversight (31 Dec 2012 to 26 Jul 2019)
  • CF11 Money Laundering Reporting (31 Dec 2012 to 26 Jul 2019)
  • Responsible for Insurance Mediation (31 Dec 2012 to 30 Sep 2018)
  • CF1 Director (2 Apr 2012 to 8 Dec 2019)

• Thornton Claverley Independent Financial Advisers Limited

  FRN 192112 · Appointed 2 Apr 2024

• Cedar Wealth Planning Ltd

  FRN 709438 · Appointed 23 May 2021

• Elevation Associates Ltd (no longer appointed)

  FRN 922743 · Appointed 15 Mar 2020 · Until 17 Jan 2023

• Elevation Wealth Management (East Midlands) Limited (no longer appointed)

  FRN 725284 · Appointed 12 Nov 2015 · Until 8 Jul 2025

No changes recorded yet.