Andrew Stephen Wheeler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELEVATION WEALTH MANAGEMENT LIMITED

    FRN 456358

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2012 to 8 Dec 2019)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (3 Nov 2010 to 22 Dec 2012)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF24 Pension Transfer Specialist (18 Feb 2003 to 25 Aug 2005)
    • CF21 Investment Adviser (18 Feb 2003 to 25 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.