ELEVATION WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Unit 1 Elevation House,

  Marlin Office Village, 1250 Chester Road

  Castle Vale

  Birmingham

  West Midlands

  B35 7AZ

  UNITED KINGDOM

  Phone

  +441214110488

  Web

  http://www.elevation-wm.co.uk

• Complaints Contact

  Unit 1 Elevation House,

  Marlin Office Village, 1250 Chester Road

  Castle Vale

  Birmingham

  West Midlands

  B35 7AZ

  UNITED KINGDOM

  Phone

  +441214110488

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment, mortgage and protection advice and advice provided to corporate clients

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees [relating to the provision of professional services]/[which are only for ongoing services or regular premiums]

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brian Alexander Murray

  IRN BAM00009

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Nov 2023)
  • CF30 Customer (29 Feb 2012 to 30 Dec 2012)
• Brian Johnson

  IRN BXJ00002

  • CF30 Customer (1 Nov 2007 to 14 Dec 2009)
  • CF21 Investment Adviser (30 Nov 2006 to 31 Oct 2007)
• Caroline Elizabeth Ashton

  IRN CEA01024

  • CF30 Customer (3 Dec 2012 to 13 Jun 2014)
• Christopher Graham Ward

  IRN CGW01042

  • CF1 Director (30 Nov 2006 to 10 Jun 2007)
• Daniel David Watkiss

  IRN DXW00782

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 7 Apr 2025)
  • [FCA CF] Client dealing (since 7 Apr 2025)
• David John Lee

  IRN DJL00051

  • CF29 Significant management (15 Sep 2009 to 17 Dec 2010)
• David Paul Howard

  IRN DAH00036

  • [FCA CF] Manager of certification employee (23 Aug 2023 to 23 Feb 2024)
• Declan Joseph Healy

  IRN DXH08643

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 15 Aug 2023)
  • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
  • [FCA CF] Client dealing (since 1 Feb 2021)
  • CF30 Customer (23 Nov 2018 to 11 Jan 2019)
• Dimitris Alexander Francis Hondrogiannis

  IRN DXH00964

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
  • [FCA CF] Client dealing (since 1 Oct 2025)
• Ellis Marcus Boyd

  IRN EXB00345

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Jun 2023)
  • [FCA CF] Client dealing (since 23 Jun 2023)

• Thornton Claverley Independent Financial Advisers Limited

  FRN 192112 · Appointed 2 Apr 2024

• Cedar Wealth Planning Ltd

  FRN 709438 · Appointed 23 May 2021

• Elevation Associates Ltd (no longer appointed)

  FRN 922743 · Appointed 15 Mar 2020 · Until 17 Jan 2023

• Elevation Wealth Management (East Midlands) Limited (no longer appointed)

  FRN 725284 · Appointed 12 Nov 2015 · Until 8 Jul 2025

No changes recorded yet.