ELEVATION WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Unit 1 Elevation House,

  Marlin Office Village, 1250 Chester Road

  Castle Vale

  Birmingham

  West Midlands

  B35 7AZ

  UNITED KINGDOM

  Phone

  +441214110488

  Web

  http://www.elevation-wm.co.uk

• Complaints Contact

  Unit 1 Elevation House,

  Marlin Office Village, 1250 Chester Road

  Castle Vale

  Birmingham

  West Midlands

  B35 7AZ

  UNITED KINGDOM

  Phone

  +441214110488

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment, mortgage and protection advice and advice provided to corporate clients

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees [relating to the provision of professional services]/[which are only for ongoing services or regular premiums]

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Emma-Louise Smith

  IRN EXS00002

  • SMF3 Executive Director (since 29 Oct 2021)
  • CF1 Director (AR) (since 26 Aug 2021)
• Gary Paul Lewis

  IRN GPL00001

  • [FCA CF] Client dealing (1 Feb 2022 to 27 Jun 2023)
  • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 27 Jun 2023)
• Jack Declean Tailby

  IRN JXT00500

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 9 Sep 2022)
• James Richard March

  IRN JXM01404

  • Appointed representative dealing with clients for which they require qualification (14 Aug 2023 to 7 Aug 2024)
  • [FCA CF] Functions requiring qualifications (23 Jun 2023 to 7 Aug 2024)
  • [FCA CF] Client dealing (23 Jun 2023 to 7 Aug 2024)
• John Sprigg

  IRN JXS00487

  • [FCA CF] Manager of certification employee (since 10 Feb 2025)
• Kenneth George Chennells

  IRN KGC00009

  • CF30 Customer (4 Jan 2018 to 11 Sep 2018)
• Kyle George Bishop

  IRN KXB00290

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Kyle Penn

  IRN KXP01912

  • CF30 Customer (4 May 2018 to 12 Oct 2018)
• Liam Paul Bray

  IRN LXB16077

  • CF30 Customer (13 Nov 2020 to 28 Oct 2022)
  • Appointed representative dealing with clients for which they require qualification (19 Oct 2020 to 28 Oct 2022)
  • [FCA CF] Client dealing (19 Oct 2020 to 28 Oct 2022)
• Mary Rosina Gough

  IRN MRG00007

  • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
  • CF10 Compliance Oversight (30 Nov 2006 to 5 Jan 2012)
  • CF11 Money Laundering Reporting (30 Nov 2006 to 5 Jan 2012)
  • CF1 Director (30 Nov 2006 to 14 Feb 2013)
  • CF8 Apportionment and Oversight (30 Nov 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (30 Nov 2006 to 16 Nov 2011)
  • CF21 Investment Adviser (30 Nov 2006 to 31 Oct 2007)

• Thornton Claverley Independent Financial Advisers Limited

  FRN 192112 · Appointed 2 Apr 2024

• Cedar Wealth Planning Ltd

  FRN 709438 · Appointed 23 May 2021

• Elevation Associates Ltd (no longer appointed)

  FRN 922743 · Appointed 15 Mar 2020 · Until 17 Jan 2023

• Elevation Wealth Management (East Midlands) Limited (no longer appointed)

  FRN 725284 · Appointed 12 Nov 2015 · Until 8 Jul 2025

No changes recorded yet.