ELEVATION WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Unit 1 Elevation House,

  Marlin Office Village, 1250 Chester Road

  Castle Vale

  Birmingham

  West Midlands

  B35 7AZ

  UNITED KINGDOM

  Phone

  +441214110488

  Web

  http://www.elevation-wm.co.uk

• Complaints Contact

  Unit 1 Elevation House,

  Marlin Office Village, 1250 Chester Road

  Castle Vale

  Birmingham

  West Midlands

  B35 7AZ

  UNITED KINGDOM

  Phone

  +441214110488

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment, mortgage and protection advice and advice provided to corporate clients

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement
  • · Limited to lending that is in connection with the repayment of fees [relating to the provision of professional services]/[which are only for ongoing services or regular premiums]

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew Alexander Black

  IRN MAB01513

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 22 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Apr 2014 to 8 Dec 2019)
• Michael William Bennett

  IRN MXB19115

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 25 Nov 2024)
  • [FCA CF] Client dealing (since 25 Nov 2024)
• Nathan Pitt-Stevens

  IRN NXS01583

  • CF30 Customer (1 Oct 2013 to 9 Sep 2014)
• Rikesh Chauhan

  IRN RXC20921

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Jul 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
  • CF30 Customer (30 Sep 2019 to 8 Dec 2019)
• Robert Venvil

  IRN RXV01066

  • CF30 Customer (14 Feb 2018 to 18 Jul 2019)
• Roger Alexander Cassells

  IRN RAC00022

  • CF30 Customer (1 Nov 2012 to 20 Dec 2012)
  • CF10 Compliance Oversight (30 Nov 2011 to 31 Dec 2012)
  • CF3 Chief Executive (30 Nov 2011 to 31 Dec 2012)
  • CF11 Money Laundering Reporting (30 Nov 2011 to 31 Dec 2012)
  • Responsible for Insurance Mediation (30 Nov 2011 to 31 Dec 2012)
  • CF1 Director (30 Nov 2011 to 31 Dec 2012)
• Sarah Louise Ryley

  IRN SLR01054

  • CF30 Customer (2 Jan 2015 to 6 Oct 2017)
• Stuart Colin Emerson

  IRN SCE00006

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jan 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2021)
  • CF30 Customer (21 Aug 2014 to 8 Dec 2019)
• Stuart Payne

  IRN SXP24576

  • [FCA CF] Significant management (since 1 Mar 2024)
• Trevor Dean West

  IRN TDW01025

  • CF30 Customer (31 Aug 2017 to 26 Feb 2018)

• Thornton Claverley Independent Financial Advisers Limited

  FRN 192112 · Appointed 2 Apr 2024

• Cedar Wealth Planning Ltd

  FRN 709438 · Appointed 23 May 2021

• Elevation Associates Ltd (no longer appointed)

  FRN 922743 · Appointed 15 Mar 2020 · Until 17 Jan 2023

• Elevation Wealth Management (East Midlands) Limited (no longer appointed)

  FRN 725284 · Appointed 12 Nov 2015 · Until 8 Jul 2025

No changes recorded yet.