Trevor Dean West

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SALTUS WEALTH PARTNERSHIP LIMITED

    FRN 449607

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Jun 2018 to 8 Dec 2019)
  • ELEVATION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 456358

    • CF30 Customer (31 Aug 2017 to 26 Feb 2018)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (16 Mar 2015 to 31 Aug 2017)
  • Shacklocks LLP (no longer approved here)

    FRN 552510

    • CF30 Customer (4 Sep 2013 to 27 Jun 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (3 Sep 2010 to 31 May 2013)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF30 Customer (8 Feb 2010 to 16 Sep 2010)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (23 Jun 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jun 2005 to 23 Jun 2006)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (23 Jun 2006 to 29 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jun 2005 to 23 Jun 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (24 Oct 2003 to 24 Jun 2005)
    • CF22 Investment Adviser (Trainee) (28 Sep 2002 to 24 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

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