Shacklocks LLP

Date authorised
26 August 2011
Companies House
OC360847
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. Peters House
    Bridge Street
    Mansfield
    Nottinghamshire
    NG18 1AL
    UNITED KINGDOM
    Phone
    +4401623626141
    Web
    https://www.shacklocks.co.uk

  • Complaints Contact

    St. Peters House
    Bridge Street
    Mansfield
    Nottinghamshire
    NG18 1AL
    UNITED KINGDOM
    Phone
    +4401623626141

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cassandra Lillian Worton

    IRN CXW00530

    • SMF27 Partner (since 13 May 2025)
    • SMF27 Partner (18 Jul 2022 to 18 Jul 2022)
  • Christopher Michael James Fenton

    IRN CMF00019

    • CF30 Customer (14 Dec 2012 to 8 Oct 2013)
  • Clare McShane

    IRN CXM02528

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2021)
    • CF11 Money Laundering Reporting (7 Sep 2015 to 8 Dec 2019)
  • Daniel Dooley

    IRN DXD01255

    • CF30 Customer (22 Sep 2014 to 6 Oct 2014)
  • Jeffrey Alvey

    IRN JXA01724

    • CF30 Customer (8 Feb 2012 to 23 Apr 2012)
    • CF11 Money Laundering Reporting (8 Feb 2012 to 23 Apr 2012)
  • Jonathen Paul Corner

    IRN JPC00022

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Kathleen Wharmby

    IRN KXW01190

    • CF30 Customer (17 Jan 2012 to 14 Dec 2012)
  • Marion Elizabeth Vesey

    IRN MEV01011

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (19 Dec 2023 to 28 Mar 2024)
    • Responsible for Insurance Mediation (17 Jan 2012 to 30 Sep 2018)
    • CF4 Partner (17 Jan 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Jan 2012 to 15 Sep 2014)
    • CF11 Money Laundering Reporting (17 Jan 2012 to 15 Sep 2014)
  • Mark Andrew Birkett

    IRN MAB00127

    • CF30 Customer (14 Dec 2015 to 6 Dec 2019)
  • Patrick Roland Wood

    IRN PXW00243

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Jul 2021)
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Recent activity

Updates to this firm's record on the FCA register.

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