Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shacklocks LLP
FRN 552510
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (19 Dec 2023 to 28 Mar 2024)
- Responsible for Insurance Mediation (17 Jan 2012 to 30 Sep 2018)
- CF11 Money Laundering Reporting (17 Jan 2012 to 15 Sep 2014)
- CF4 Partner (17 Jan 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Jan 2012 to 15 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.