Shacklocks LLP

• Principal Place of Business

  St. Peters House

  Bridge Street

  Mansfield

  Nottinghamshire

  NG18 1AL

  UNITED KINGDOM

  Phone

  +4401623626141

  Web

  https://www.shacklocks.co.uk

• Complaints Contact

  St. Peters House

  Bridge Street

  Mansfield

  Nottinghamshire

  NG18 1AL

  UNITED KINGDOM

  Phone

  +4401623626141

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul John Dolan

  IRN PJD01309

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2023)
  • CF30 Customer (11 May 2017 to 8 Dec 2019)
• Rebecca Susan Fox-Jones

  IRN RSF01040

  • CF11 Money Laundering Reporting (15 Sep 2014 to 31 Jul 2015)
  • CF10 Compliance Oversight (15 Sep 2014 to 31 Jul 2015)
• Ross Keightley

  IRN RXK01438

  • [FCA CF] Client dealing (28 Apr 2023 to 27 Jun 2025)
  • [FCA CF] Functions requiring qualifications (28 Apr 2023 to 27 Jun 2025)
• Sajan-Kumar Rasiklal Patel

  IRN SXP00476

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2025)
  • [FCA CF] Client dealing (since 26 Nov 2025)
• Steven Kay

  IRN SJK00021

  • CF30 Customer (25 Aug 2015 to 2 Oct 2015)
• Trevor Dean West

  IRN TDW01025

  • CF30 Customer (4 Sep 2013 to 27 Jun 2014)
• William Diggins

  IRN WXD01093

  • CF30 Customer (20 Oct 2014 to 6 Aug 2015)

No changes recorded yet.