William Diggins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Aug 2015)
  • Ryley Wealth Management Ltd

    FRN 416770

    • (2)Employed By (since 4 Aug 2015)
  • Shacklocks LLP (no longer approved here)

    FRN 552510

    • CF30 Customer (20 Oct 2014 to 6 Aug 2015)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (13 Jun 2014 to 15 Nov 2014)
  • Future Perfect Financial Solutions Limited (no longer approved here)

    FRN 433907

    • (34)Employed By (13 Jun 2014 to 15 Nov 2014)
  • EGB FINANCIAL LIMITED (no longer approved here)

    FRN 506519

    • CF30 Customer (5 Sep 2012 to 7 Feb 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.