EGB FINANCIAL LIMITED

Date authorised
1 April 2013
Companies House
06731631
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Review Business
    College Business Centre
    The College
    Uttoxeter New Road
    Derby
    DE22 3WZ
    UNITED KINGDOM
    Phone
    +4401332418004
    Web
    https://www.thereviewbusiness.co.uk

  • Complaints Contact

    The Review Business
    College Business Centre
    The College
    Uttoxeter New Road
    Derby
    DE22 3WZ
    UNITED KINGDOM
    Phone
    +441332418004

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Jonathan Tucker

    IRN AJT01239

    • CF30 Customer (15 Apr 2010 to 31 Dec 2011)
  • Anthony Ewart Wade Lofthouse

    IRN AEL01052

    • CF30 Customer (22 Mar 2011 to 23 Nov 2012)
  • Christopher David Hocknull

    IRN CDH01083

    • CF30 Customer (17 May 2013 to 6 Jan 2014)
  • Christopher Lloyd Summers

    IRN CLS01088

    • CF30 Customer (23 Jun 2014 to 19 Dec 2014)
  • Daniel Gash

    IRN DXG01909

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Jun 2021)
    • CF30 Customer (1 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jun 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Jun 2016 to 8 Dec 2019)
  • David Mark Holloway

    IRN DMH01146

    • CF30 Customer (10 Sep 2012 to 25 Feb 2013)
  • Gurmail Raju

    IRN GXR01174

    • CF30 Customer (21 Mar 2013 to 22 Nov 2013)
  • Harrison Stewart

    IRN HXS23072

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 2 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Sep 2021)
    • SMF16 Compliance Oversight (since 8 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (18 Jun 2021 to 5 Jan 2022)
    • [FCA CF] Significant management (18 Jun 2021 to 5 Jan 2022)
    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
  • Ian Stewart

    IRN IDS01044

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 31 Aug 2016)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Jan 2022)
    • Responsible for Insurance Mediation (12 Mar 2010 to 30 Sep 2018)
    • CF1 Director (12 Mar 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Mar 2010 to 7 Jun 2016)
    • CF30 Customer (12 Mar 2010 to 18 Dec 2012)
    • CF11 Money Laundering Reporting (12 Mar 2010 to 7 Jun 2016)
  • Leanne Christon

    IRN LXB00359

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Oct 2025)
    • [FCA CF] Client dealing (since 13 Oct 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.