Harrison Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EGB FINANCIAL LIMITED

    FRN 506519

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 2 Sep 2022)
    • SMF16 Compliance Oversight (since 8 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Jun 2021)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (18 Jun 2021 to 5 Jan 2022)
    • [FCA CF] Significant management (18 Jun 2021 to 5 Jan 2022)
    • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
  • The Pension Review Business Limited

    FRN 604182

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 2 Sep 2022)
    • [FCA CF] Client dealing (since 5 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Sep 2021)
    • SMF16 Compliance Oversight (since 8 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 18 Jun 2021)
    • [FCA CF] Significant management (18 Jun 2021 to 5 Jan 2022)
    • [FCA CF] Manager of certification employee (18 Jun 2021 to 5 Jan 2022)

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