The Pension Review Business Limited

• Principal Place of Business

  The Pension Review Business

  The College Business Centre

  Uttoxeter New Road

  Derby

  DE22 3WZ

  UNITED KINGDOM

  Phone

  +4401332418005

  Web

  http://thepensionreviewbusiness.co.uk

• Complaints Contact

  The Pension Review Business Limited

  Uttoxeter New Road

  Derby

  DE22 3WZ

  UNITED KINGDOM

  Phone

  +441332418005

• P2P Lending Advice

  For Retail (Investment)

• Investment Advice (no pensions)

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher Lloyd Summers

  IRN CLS01088

  • CF30 Customer (23 Apr 2014 to 19 Dec 2014)
• Daniel Gash

  IRN DXG01909

  • SMF16 Compliance Oversight (28 Jan 2020 to 21 Jun 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (28 Jan 2020 to 21 Jun 2021)
• Harrison Stewart

  IRN HXS23072

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF3 Executive Director (since 2 Sep 2022)
  • [FCA CF] Client dealing (since 5 Jan 2022)
  • SMF16 Compliance Oversight (since 8 Sep 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 8 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 18 Jun 2021)
  • [FCA CF] Significant management (18 Jun 2021 to 5 Jan 2022)
  • [FCA CF] Manager of certification employee (18 Jun 2021 to 5 Jan 2022)
• Ian Stewart

  IRN IDS01044

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jan 2022)
  • SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Jan 2022)
  • CF11 Money Laundering Reporting (22 Sep 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (22 Sep 2015 to 8 Dec 2019)
  • CF1 Director (15 Jun 2015 to 8 Dec 2019)
• Leanne Christon

  IRN LXB00359

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 15 Dec 2025)
  • [FCA CF] Functions requiring qualifications (since 15 Dec 2025)
• Mark Hicks

  IRN MXH01272

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
  • [FCA CF] Client dealing (since 2 Jan 2025)
• Nicholas James Machell

  IRN NJM00021

  • CF30 Customer (1 Apr 2014 to 11 Jan 2016)
  • CF11 Money Laundering Reporting (1 Apr 2014 to 20 Aug 2015)
  • CF10 Compliance Oversight (1 Apr 2014 to 20 Aug 2015)
  • CF1 Director (1 Apr 2014 to 20 Aug 2015)
• Reece Edwards

  IRN RXE01319

  • CF30 Customer (9 Jan 2015 to 2 Apr 2015)
• Simon D'Amico

  IRN SXD00093

  • [FCA CF] Client dealing (9 Dec 2020 to 24 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 24 Apr 2024)
  • CF30 Customer (23 Jun 2014 to 8 Dec 2019)

No changes recorded yet.