Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EGB FINANCIAL LIMITED (no longer approved here)

    FRN 506519

    • [FCA CF] Client dealing (9 Dec 2020 to 24 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 24 Apr 2024)
    • CF30 Customer (11 Jul 2013 to 8 Dec 2019)
  • The Pension Review Business Limited (no longer approved here)

    FRN 604182

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 24 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 24 Apr 2024)
    • CF30 Customer (23 Jun 2014 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (22 Jan 2008 to 9 May 2012)
    • CF21 Investment Adviser (1 Mar 2006 to 28 Apr 2007)
    • CF22 Investment Adviser (Trainee) (13 Jul 2005 to 1 Mar 2006)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (17 Jan 2005 to 4 Mar 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (17 Jan 2005 to 4 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.