Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2020 to 24 Apr 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 24 Apr 2024)
- CF30 Customer (11 Jul 2013 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 24 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2020 to 24 Apr 2024)
- CF30 Customer (23 Jun 2014 to 8 Dec 2019)
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- CF30 Customer (22 Jan 2008 to 9 May 2012)
- CF21 Investment Adviser (1 Mar 2006 to 28 Apr 2007)
- CF22 Investment Adviser (Trainee) (13 Jul 2005 to 1 Mar 2006)
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- CF21 Investment Adviser (17 Jan 2005 to 4 Mar 2005)
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- CF21 Investment Adviser (17 Jan 2005 to 4 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.