Nicholas James Machell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 665653
- CF30 Customer (18 May 2016 to 24 Apr 2018)
EGB FINANCIAL LIMITED (no longer approved here)
FRN 506519
- CF30 Customer (29 Apr 2015 to 9 Oct 2015)
The Pension Review Business Limited (no longer approved here)
FRN 604182
- CF10 Compliance Oversight (1 Apr 2014 to 20 Aug 2015)
- CF1 Director (1 Apr 2014 to 20 Aug 2015)
- CF11 Money Laundering Reporting (1 Apr 2014 to 20 Aug 2015)
- CF30 Customer (1 Apr 2014 to 11 Jan 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (19 Nov 2010 to 31 Dec 2011)
DOBSON AND HODGE LIMITED (no longer approved here)
FRN 141933
- CF21 Investment Adviser (5 Jul 2004 to 27 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.