Ian Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EGB FINANCIAL LIMITED

    FRN 506519

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 31 Aug 2016)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jan 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Jan 2022)
    • CF11 Money Laundering Reporting (12 Mar 2010 to 7 Jun 2016)
    • CF1 Director (12 Mar 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Mar 2010 to 7 Jun 2016)
    • CF30 Customer (12 Mar 2010 to 18 Dec 2012)
    • Responsible for Insurance Mediation (12 Mar 2010 to 30 Sep 2018)
  • The Pension Review Business Limited

    FRN 604182

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jan 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 Feb 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Jan 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 21 Feb 2020)
    • CF11 Money Laundering Reporting (22 Sep 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (22 Sep 2015 to 8 Dec 2019)
    • CF1 Director (15 Jun 2015 to 8 Dec 2019)
  • Intelligent Money Ltd (no longer approved here)

    FRN 219473

    • SMF3 Executive Director (9 Dec 2019 to 4 Sep 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 28 Feb 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Feb 2024)
    • CF10a CASS Oversight function (18 Jul 2016 to 8 Dec 2019)
    • CF1 Director (4 May 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2015 to 8 Dec 2019)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (27 Apr 2009 to 14 Mar 2010)
    • CF1 Director (AR) (4 Feb 2009 to 14 Mar 2010)
  • Vitality Corporate Services Limited (no longer approved here)

    FRN 461107

    • CF1 Director (AR) (3 Dec 2007 to 24 Mar 2009)
  • Columbus Twelve Limited (no longer approved here)

    FRN 475808

    • Employed By (3 Dec 2007 to 24 Mar 2009)
  • Missing Element Mortgage Services Limited (no longer approved here)

    FRN 411871

    • (1)Employed By (31 Oct 2004 to 17 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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