David Mark Holloway

• Ascot Lloyd Limited

  FRN 578614

  • [FCA CF] Manager of certification employee (since 15 Feb 2024)
  • [FCA CF] Functions requiring qualifications (15 Feb 2024 to 10 Oct 2024)
• GEMINI WEALTH MANAGEMENT LTD (no longer approved here)

  FRN 458880

  • [FCA CF] Manager of certification employee (9 Mar 2020 to 23 Nov 2023)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • CF30 Customer (31 Mar 2015 to 29 Jun 2021)
• Gohil & Gunby Financial Services Ltd (no longer approved here)

  FRN 648807

  • Employed By (24 Mar 2015 to 29 Jun 2021)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF30 Customer (15 Apr 2013 to 31 Aug 2014)
• Lighthouse Financial Advice Limited (no longer approved here)

  FRN 225502

  • (452)Employed By (15 Apr 2013 to 31 Aug 2014)
• EGB FINANCIAL LIMITED (no longer approved here)

  FRN 506519

  • CF30 Customer (10 Sep 2012 to 25 Feb 2013)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • CF30 Customer (5 Oct 2011 to 30 Jun 2012)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (5 Nov 2007 to 12 Sep 2011)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF21 Investment Adviser (11 May 2005 to 10 Oct 2006)

No changes recorded yet.