Gurmail Raju

• Ascot Lloyd Limited

  FRN 578614

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2022)
  • [FCA CF] Client dealing (since 22 Jul 2022)
• Ryley Wealth Management Ltd (no longer approved here)

  FRN 416770

  • (5)Employed By (25 Jul 2016 to 31 Dec 2020)
• Atherton & Associates Wealth Management Ltd (no longer approved here)

  FRN 481858

  • Employed By (12 May 2016 to 25 Jul 2016)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (14 Jul 2015 to 31 Dec 2020)
• WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 665653

  • CF30 Customer (16 Mar 2015 to 12 Jun 2015)
• EGB FINANCIAL LIMITED (no longer approved here)

  FRN 506519

  • CF30 Customer (21 Mar 2013 to 22 Nov 2013)
• Santander UK Plc (no longer approved here)

  FRN 106054

  • CF30 Customer (18 Aug 2011 to 30 Mar 2012)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (9 Mar 2010 to 22 Jul 2011)
• SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 100013

  • CF30 Customer (1 Nov 2007 to 22 Jan 2010)
  • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Oct 2006 to 13 Aug 2007)
• RLUM Limited (no longer approved here)

  FRN 144032

  • CF21 Investment Adviser (14 Jun 2004 to 12 Aug 2005)
  • CF22 Investment Adviser (Trainee) (2 Jan 2004 to 14 Jun 2004)

No changes recorded yet.