EGB FINANCIAL LIMITED

Date authorised
1 April 2013
Companies House
06731631
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Review Business
    College Business Centre
    The College
    Uttoxeter New Road
    Derby
    DE22 3WZ
    UNITED KINGDOM
    Phone
    +4401332418004
    Web
    https://www.thereviewbusiness.co.uk

  • Complaints Contact

    The Review Business
    College Business Centre
    The College
    Uttoxeter New Road
    Derby
    DE22 3WZ
    UNITED KINGDOM
    Phone
    +441332418004

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm Ronald Logan

    IRN MRL01120

    • CF30 Customer (15 Jun 2010 to 23 Feb 2011)
  • Mark Hicks

    IRN MXH01272

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Aug 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Aug 2024)
  • Nicholas James Machell

    IRN NJM00021

    • CF30 Customer (29 Apr 2015 to 9 Oct 2015)
  • Nik Burrows

    IRN NHB00003

    • CF30 Customer (12 Mar 2010 to 23 Jul 2014)
    • CF1 Director (12 Mar 2010 to 14 Mar 2016)
  • Reece Edwards

    IRN RXE01319

    • CF30 Customer (23 Dec 2014 to 2 Apr 2015)
  • Robert Gregory Winn

    IRN RGW01065

    • CF30 Customer (16 Nov 2011 to 6 Jul 2015)
  • Seamus Andrew Callan

    IRN SAC00027

    • CF30 Customer (22 Mar 2011 to 2 Mar 2012)
  • Simon D'Amico

    IRN SXD00093

    • [FCA CF] Client dealing (9 Dec 2020 to 24 Apr 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 24 Apr 2024)
    • CF30 Customer (11 Jul 2013 to 8 Dec 2019)
  • William Diggins

    IRN WXD01093

    • CF30 Customer (5 Sep 2012 to 7 Feb 2014)
  • johan kruger

    IRN JXK01632

    • CF30 Customer (14 Mar 2011 to 1 Mar 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.