Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 19 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (1 Mar 2024 to 7 Nov 2024)
    • CF30 Customer (14 Feb 2024 to 7 Nov 2024)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (293)Employed By (14 Feb 2024 to 7 Nov 2024)
  • Intelligent Money Ltd (no longer approved here)

    FRN 219473

    • SMF3 Executive Director (12 Aug 2022 to 29 Feb 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
  • EGB FINANCIAL LIMITED (no longer approved here)

    FRN 506519

    • CF1 Director (12 Mar 2010 to 14 Mar 2016)
    • CF30 Customer (12 Mar 2010 to 23 Jul 2014)
  • Vitality Corporate Services Limited (no longer approved here)

    FRN 461107

    • CF1 Director (AR) (14 Dec 2007 to 1 Feb 2009)
  • Columbus Nine Limited (no longer approved here)

    FRN 476341

    • Employed By (14 Dec 2007 to 1 Feb 2009)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Apr 2006 to 29 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.