Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cobens Group Limited
FRN 484450
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 19 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 19 Nov 2024)
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- Appointed representative dealing with clients for which they require qualification (1 Mar 2024 to 7 Nov 2024)
- CF30 Customer (14 Feb 2024 to 7 Nov 2024)
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- (293)Employed By (14 Feb 2024 to 7 Nov 2024)
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- SMF3 Executive Director (12 Aug 2022 to 29 Feb 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
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- CF1 Director (12 Mar 2010 to 14 Mar 2016)
- CF30 Customer (12 Mar 2010 to 23 Jul 2014)
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- CF1 Director (AR) (14 Dec 2007 to 1 Feb 2009)
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- Employed By (14 Dec 2007 to 1 Feb 2009)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Apr 2006 to 29 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.