Ross Keightley

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Right Financial Management Ltd

    FRN 995000

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2025)
  • Shacklocks LLP (no longer approved here)

    FRN 552510

    • [FCA CF] Client dealing (28 Apr 2023 to 27 Jun 2025)
    • [FCA CF] Functions requiring qualifications (28 Apr 2023 to 27 Jun 2025)
  • R.A. Cowen & Partners (Financial Services) Limited (no longer approved here)

    FRN 126112

    • [FCA CF] Manager of certification employee (15 Sep 2020 to 31 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
    • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF30 Customer (3 Dec 2016 to 29 Sep 2017)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (18 Mar 2013 to 1 Jul 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (4 Jan 2010 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.