Right Financial Management Ltd

Date authorised
17 January 2024
Companies House
14242564
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Right Financial Management Ltd
    16 Stanier Way
    Wyvern Business Park
    Derby
    DE21 6BF
    UNITED KINGDOM
    Phone
    +4407736276778
    Web
    https://www.rightwealthmanagement.com

  • Complaints Contact

    Right Financial Management Ltd
    16 Stanier Way
    Wyvern Business Park
    Derby
    DE21 6BF
    UNITED KINGDOM
    Phone
    +4407736276778

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Mark Fennell

    IRN AMF01069

    • [FCA CF] Functions requiring qualifications (17 Jan 2024 to 14 Jul 2025)
    • [FCA CF] Client dealing (17 Jan 2024 to 14 Jul 2025)
  • Colin Martin

    IRN CXM02781

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2024 to 14 May 2025)
    • SMF16 Compliance Oversight (17 Jan 2024 to 14 May 2025)
    • Responsible for Insurance Distribution (17 Jan 2024 to 14 May 2025)
  • Kylie Joanna Lane

    IRN KXL00260

    • SMF16 Compliance Oversight (since 26 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Oct 2025)
    • SMF3 Executive Director (since 17 Jan 2024)
  • Luc Chieffo

    IRN LXC00650

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Oct 2025)
  • Ross Keightley

    IRN RXK01438

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Jul 2025)
    • [FCA CF] Client dealing (since 3 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.