Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brookson Financial Limited
FRN 179752
- [FCA CF] Manager of certification employee (since 2 Jun 2025)
- [FCA CF] Significant management (since 2 Jun 2025)
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- SMF17 Money Laundering Reporting Officer (MLRO) (17 Jan 2024 to 14 May 2025)
- Responsible for Insurance Distribution (17 Jan 2024 to 14 May 2025)
- SMF16 Compliance Oversight (17 Jan 2024 to 14 May 2025)
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- CF1 Director (AR) (16 Jul 2018 to 18 Sep 2019)
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- CF1 Director (AR) (16 Jul 2018 to 18 Sep 2019)
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- Employed By (16 Jul 2018 to 18 Sep 2019)
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- Employed By (16 Jul 2018 to 18 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.