Brookson Financial Limited

• Principal Place of Business

  Unit 5

  Bow Court

  Fletchworth Gate Industrial Estate

  Coventry

  West Midlands

  CV5 6SP

  UNITED KINGDOM

  Phone

  +443450581280

  Web

  https://www.brooksonfinancial.co.uk

• Complaints Contact

  Unit 5

  Bow Court

  Fletchworth Gate Industrial Estate

  Coventry

  West Midlands

  CV5 6SP

  UNITED KINGDOM

  Phone

  +443450581280

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Alexander Hamish McDougall

  IRN HXD00008

  • CF30 Customer (2 Oct 2017 to 28 Feb 2019)
• Alexandros Mitios

  IRN AXM00793

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Manager of certification employee (since 10 Jan 2025)
  • [FCA CF] Client dealing (since 15 Aug 2022)
  • [FCA CF] Functions requiring qualifications (since 15 Aug 2022)
• Andrea Maria Clayton

  IRN AMC00053

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 6 Apr 2021)
• Andrew Cawson

  IRN AXC00039

  • CF21 Investment Adviser (1 Dec 2001 to 21 May 2002)
• Andrew Charles McGregor

  IRN ACM01260

  • CF2 Non Executive Director (1 Jun 2017 to 4 Nov 2019)
• Andrew Mark Fahey

  IRN AXF25768

  • SMF1 Chief Executive (30 Jun 2020 to 18 Sep 2023)
  • SMF3 Executive Director (24 Mar 2020 to 30 Jun 2020)
• Andrew Wheldon

  IRN AXW00382

  • [FCA CF] Functions requiring qualifications (5 Mar 2021 to 26 Jul 2024)
• Arjun Parekh

  IRN ACP01141

  • [FCA CF] Client dealing (5 Mar 2021 to 28 Apr 2023)
  • [FCA CF] Functions requiring qualifications (5 Mar 2021 to 28 Apr 2023)
• Billie Davoile

  IRN BXD00109

  • [FCA CF] Functions requiring qualifications (5 Mar 2021 to 23 Dec 2022)
• CAROLYN NEVINSON

  IRN CXN00046

  • CF1 Director (5 May 2017 to 4 Nov 2019)

No changes recorded yet.