Arjun Parekh

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

EQ Investors Limited
FRN 539422
- SMF16 Compliance Oversight (since 6 Jul 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 6 Jul 2023)
Brookson Financial Limited (no longer approved here)
FRN 179752
- [FCA CF] Client dealing (5 Mar 2021 to 28 Apr 2023)
- [FCA CF] Functions requiring qualifications (5 Mar 2021 to 28 Apr 2023)
Attivo Financial Planning Limited (no longer approved here)
FRN 451967
- Employed By (25 Sep 2017 to 14 Apr 2018)
Attivo Financial Services Limited (no longer approved here)
FRN 462105
- CF30 Customer (25 Sep 2017 to 14 Apr 2018)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (3 May 2016 to 20 Sep 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.