Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (3 Nov 2020 to 30 Sep 2021)
- CF30 Customer (1 Sep 2020 to 30 Sep 2021)
- CF4 Partner (AR) (1 Jun 2005 to 30 Sep 2021)
- CF21 Investment Adviser (1 Jun 2005 to 10 Nov 2005)
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- CF30 Customer (5 Jun 2019 to 16 Apr 2020)
- CF1 Director (AR) (30 Jan 2013 to 27 Sep 2018)
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- Employed By (5 Jun 2019 to 30 Sep 2021)
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- CF30 Customer (2 Oct 2017 to 28 Feb 2019)
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- Employed By (30 Jan 2013 to 1 Oct 2018)
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- CF30 Customer (5 Nov 2010 to 18 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 25 Nov 2010)
- CF22 Investment Adviser (Trainee) (13 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.