Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (3 Nov 2020 to 30 Sep 2021)
    • CF30 Customer (1 Sep 2020 to 30 Sep 2021)
    • CF4 Partner (AR) (1 Jun 2005 to 30 Sep 2021)
    • CF21 Investment Adviser (1 Jun 2005 to 10 Nov 2005)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (5 Jun 2019 to 16 Apr 2020)
    • CF1 Director (AR) (30 Jan 2013 to 27 Sep 2018)
  • Uniec Prestige Ltd (no longer approved here)

    FRN 544324

    • Employed By (5 Jun 2019 to 30 Sep 2021)
  • Brookson Financial Limited (no longer approved here)

    FRN 179752

    • CF30 Customer (2 Oct 2017 to 28 Feb 2019)
  • Innova Financial Solutions Ltd (no longer approved here)

    FRN 595136

    • Employed By (30 Jan 2013 to 1 Oct 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (5 Nov 2010 to 18 Nov 2010)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 25 Nov 2010)
    • CF22 Investment Adviser (Trainee) (13 May 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.