Brookson Financial Limited

• Principal Place of Business

  Unit 5

  Bow Court

  Fletchworth Gate Industrial Estate

  Coventry

  West Midlands

  CV5 6SP

  UNITED KINGDOM

  Phone

  +443450581280

  Web

  https://www.brooksonfinancial.co.uk

• Complaints Contact

  Unit 5

  Bow Court

  Fletchworth Gate Industrial Estate

  Coventry

  West Midlands

  CV5 6SP

  UNITED KINGDOM

  Phone

  +443450581280

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts, Structured Deposits

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Consumer Loans

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  • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

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  • · This permission is limited to not carrying out credit repair services

• Colin Martin

  IRN CXM02781

  • [FCA CF] Manager of certification employee (since 2 Jun 2025)
  • [FCA CF] Significant management (since 2 Jun 2025)
• David Alexander Ure

  IRN DAU00001

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Apr 2002)
• David Allan Ireson-Hughes

  IRN DAH00067

  • CF21 Investment Adviser (1 Dec 2001 to 11 Apr 2003)
• David Andrew Mulcahy

  IRN DAM00024

  • CF21 Investment Adviser (8 Jul 2003 to 15 Aug 2007)
• David John Mount

  IRN DJM00082

  • SMF3 Executive Director (9 Dec 2019 to 9 Jul 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Jul 2020)
  • Responsible for Insurance Distribution (1 Oct 2018 to 9 Jul 2020)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 9 Jul 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Aug 2010)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Nov 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Deepak Jhanji

  IRN DXJ00207

  • [FCA CF] Functions requiring qualifications (14 Mar 2022 to 30 Nov 2022)
• Fatima Begum

  IRN FXB00231

  • [FCA CF] Functions requiring qualifications (3 Feb 2025 to 14 May 2025)
• Fred Hamar

  IRN FXH49251

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Mar 2023)
• George Watts

  IRN GXW00022

  • CF30 Customer (2 Oct 2017 to 31 Jul 2018)
• Graham Straughair

  IRN GXS85407

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 5 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 5 Dec 2024)

No changes recorded yet.