David Andrew Mulcahy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 29 Apr 2022)
    • CF30 Customer (since 9 Mar 2022)
  • Riverfall Financial Ltd

    FRN 625182

    • (6)Employed By (since 9 Mar 2022)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (26 Sep 2008 to 3 Oct 2008)
  • Brookson Financial Limited (no longer approved here)

    FRN 179752

    • CF21 Investment Adviser (8 Jul 2003 to 15 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.