Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 16 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 16 Jul 2025)
    • CF30 Customer (since 20 Jun 2025)
    • (5)Employed By (since 20 Jun 2025)
  • Right Financial Management Ltd (no longer approved here)

    FRN 995000

    • [FCA CF] Functions requiring qualifications (17 Jan 2024 to 14 Jul 2025)
    • [FCA CF] Client dealing (17 Jan 2024 to 14 Jul 2025)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2023)
    • CF30 Customer (5 Jun 2019 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2023)
    • CF30 Customer (5 Jun 2019 to 8 Dec 2019)
  • D B Wood Limited (no longer approved here)

    FRN 209530

    • CF30 Customer (1 Apr 2014 to 14 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.