Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shacklocks LLP

    FRN 552510

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Responsibility for MCD Intermediation (since 14 Aug 2020)
    • SMF3 Executive Director (since 14 Aug 2020)
    • SMF16 Compliance Oversight (since 14 Aug 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (8 Nov 2019 to 8 Dec 2019)
  • Timber Finance Limited (no longer approved here)

    FRN 626288

    • Employed By (9 Mar 2017 to 16 Mar 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (4 Mar 2016 to 31 Oct 2018)
  • Alexander House Financial Services Limited (no longer approved here)

    FRN 601371

    • Employed By (4 Mar 2016 to 12 Dec 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (24 Oct 2014 to 1 Feb 2016)
  • Riverfall Financial Ltd (no longer approved here)

    FRN 625182

    • (9)Employed By (20 Oct 2014 to 1 Feb 2016)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF30 Customer (24 May 2013 to 30 Nov 2014)
  • Investment Sense Ltd (no longer approved here)

    FRN 515511

    • (14)Employed By (24 May 2013 to 30 Nov 2014)
  • Everlong Wealth Limited (no longer approved here)

    FRN 443209

    • CF30 Customer (1 Nov 2010 to 7 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.