Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Shacklocks LLP
FRN 552510
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
- [FCA CF] Client dealing (since 1 Jul 2025)
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Investment & Retirement Solutions Ltd
FRN 504345
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- Responsibility for MCD Intermediation (since 14 Aug 2020)
- SMF3 Executive Director (since 14 Aug 2020)
- SMF16 Compliance Oversight (since 14 Aug 2020)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (8 Nov 2019 to 8 Dec 2019)
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- Employed By (9 Mar 2017 to 16 Mar 2018)
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- CF30 Customer (4 Mar 2016 to 31 Oct 2018)
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- Employed By (4 Mar 2016 to 12 Dec 2018)
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- CF30 Customer (24 Oct 2014 to 1 Feb 2016)
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- (9)Employed By (20 Oct 2014 to 1 Feb 2016)
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- CF30 Customer (24 May 2013 to 30 Nov 2014)
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- (14)Employed By (24 May 2013 to 30 Nov 2014)
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- CF30 Customer (1 Nov 2010 to 7 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.