Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (7 Nov 2008 to 30 Dec 2010)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (7 Nov 2008 to 30 Dec 2010)
  • FRIAR GATE INDEPENDENT FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401484

    • CF29 Significant management (14 Jan 2008 to 15 Sep 2008)
    • CF30 Customer (1 Nov 2007 to 15 Sep 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 15 Sep 2008)
    • CF21 Investment Adviser (17 Aug 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (17 Aug 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (17 Aug 2004 to 15 Sep 2008)
    • CF10 Compliance Oversight (17 Aug 2004 to 15 Sep 2008)
    • CF8 Apportionment and Oversight (17 Aug 2004 to 31 Dec 2007)
    • CF1 Director (17 Aug 2004 to 31 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.