Investment & Retirement Solutions Ltd

Date authorised
1 April 2013
Companies House
06884783
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ransom Hall Ransom Wood Business Park
    Ransom Wood
    Nottinghamshire
    NG21 0HJ
    UNITED KINGDOM
    Phone
    +4403334431066
    Web
    http://www.investretire.co.uk

  • Complaints Contact

    Ransom Hall Ransom Wood Business Park
    Ransom Wood
    Nottinghamshire
    NG21 0HJ
    UNITED KINGDOM
    Phone
    +4403334431066

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

    Show 1 limitation
    • · This pemrission is limited to credit broking that is in connection with buy to let mortgages

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Andrew Stephen Hillyer

    IRN CAH00044

    • [FCA CF] Client dealing (17 Nov 2020 to 31 May 2023)
    • [FCA CF] Functions requiring qualifications (17 Nov 2020 to 31 May 2023)
  • George John Hill

    IRN GJH00017

    • Appointed representative dealing with clients for which they require qualification (17 Nov 2020 to 31 May 2021)
    • [FCA CF] Functions requiring qualifications (17 Nov 2020 to 7 Jun 2021)
  • Jonathen Paul Corner

    IRN JPC00022

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Responsibility for MCD Intermediation (since 14 Aug 2020)
    • SMF3 Executive Director (since 14 Aug 2020)
    • SMF16 Compliance Oversight (since 14 Aug 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (8 Nov 2019 to 8 Dec 2019)
  • Paul Richard Hyde

    IRN PRH01141

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Nov 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Aug 2020)
    • SMF3 Executive Director (since 14 Aug 2020)
    • Responsible for Insurance Distribution (since 14 Aug 2020)
  • Peter John Wilkes

    IRN PXW00053

    • CF30 Customer (1 Oct 2009 to 5 Aug 2011)
    • CF1 Director (1 Oct 2009 to 5 Aug 2011)
    • Responsible for Insurance Mediation (1 Oct 2009 to 5 Aug 2011)
    • CF11 Money Laundering Reporting (1 Oct 2009 to 5 Aug 2011)
    • CF10 Compliance Oversight (1 Oct 2009 to 5 Aug 2011)
  • Sidney Stone Roberts

    IRN SXR00078

    • SMF16 Compliance Oversight (9 Dec 2019 to 27 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Nov 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 27 Nov 2020)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 27 Nov 2020)
    • Responsible for Insurance Mediation (31 Aug 2011 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (25 Aug 2011 to 8 Dec 2019)
    • CF28 Systems and controls (25 Aug 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Aug 2011 to 8 Dec 2019)
    • CF1 Director (1 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2009 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.