Peter John Wilkes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2023)
  • Investment & Retirement Solutions Ltd (no longer approved here)

    FRN 504345

    • CF30 Customer (1 Oct 2009 to 5 Aug 2011)
    • CF1 Director (1 Oct 2009 to 5 Aug 2011)
    • CF10 Compliance Oversight (1 Oct 2009 to 5 Aug 2011)
    • CF11 Money Laundering Reporting (1 Oct 2009 to 5 Aug 2011)
    • Responsible for Insurance Mediation (1 Oct 2009 to 5 Aug 2011)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF7 Sole Trader (AR) (16 Dec 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Asset Financial (no longer approved here)

    FRN 200744

    • (1)Employed By (1 Dec 2001 to 30 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.