Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (16 Jun 2021 to 31 Aug 2022)
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- [FCA CF] Functions requiring qualifications (17 Nov 2020 to 7 Jun 2021)
- Appointed representative dealing with clients for which they require qualification (17 Nov 2020 to 31 May 2021)
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- CF30 Customer (1 Nov 2007 to 10 Jun 2011)
- CF21 Investment Adviser (27 May 2005 to 31 Oct 2007)
- CF4 Partner (AR) (31 Oct 2004 to 26 Feb 2009)
- CF22 Investment Adviser (Trainee) (9 Mar 2004 to 27 May 2005)
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- (3)Employed By (28 Oct 2004 to 10 Jun 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 7 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.