Michael William Bennett

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELEVATION WEALTH MANAGEMENT LIMITED

    FRN 456358

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Nov 2024)
    • [FCA CF] Client dealing (since 25 Nov 2024)
  • BRIAN MOLE INDEPENDENT FINANCIAL ADVISERS LTD. (no longer approved here)

    FRN 211978

    • [FCA CF] Client dealing (12 Sep 2023 to 21 Nov 2024)
    • [FCA CF] Functions requiring qualifications (12 Sep 2023 to 21 Nov 2024)
  • Wills & Trusts Independent Financial Planning Limited (no longer approved here)

    FRN 223962

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2023)
    • CF30 Customer (10 Sep 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.