Mary Rosina Gough

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ELEVATION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 456358

    • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
    • Responsible for Insurance Mediation (30 Nov 2006 to 16 Nov 2011)
    • CF10 Compliance Oversight (30 Nov 2006 to 5 Jan 2012)
    • CF11 Money Laundering Reporting (30 Nov 2006 to 5 Jan 2012)
    • CF21 Investment Adviser (30 Nov 2006 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (30 Nov 2006 to 31 Mar 2009)
    • CF1 Director (30 Nov 2006 to 14 Feb 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (6 Mar 2006 to 30 Nov 2006)
    • CF1 Director (AR) (6 Mar 2006 to 30 Nov 2006)
  • Gough Financial Services Ltd (no longer approved here)

    FRN 229694

    • Employed By (2 Dec 2003 to 30 Nov 2006)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.