Liam Paul Bray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • One Four Nine Wealth Limited

    FRN 153508

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 18 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 18 Oct 2024)
  • Cedar Wealth Planning Ltd (no longer approved here)

    FRN 709438

    • Employed By (6 Jul 2021 to 28 Oct 2022)
  • ELEVATION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 456358

    • CF30 Customer (13 Nov 2020 to 28 Oct 2022)
    • [FCA CF] Client dealing (19 Oct 2020 to 28 Oct 2022)
    • Appointed representative dealing with clients for which they require qualification (19 Oct 2020 to 28 Oct 2022)

Recent activity

Updates to this individual's record on the FCA register.

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