Adam Richard Rogers

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AMBER WEALTH CREATION LIMITED

    FRN 401162

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 15 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (22 Sep 2023 to 19 Feb 2024)
    • [FCA CF] Client dealing (22 Sep 2023 to 19 Feb 2024)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Functions requiring qualifications (22 Sep 2023 to 19 Feb 2024)
    • [FCA CF] Client dealing (22 Sep 2023 to 19 Feb 2024)
  • ELEVATION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 456358

    • [FCA CF] Manager of certification employee (1 Aug 2020 to 18 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Aug 2023)
    • CF30 Customer (1 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.