AMBER WEALTH CREATION LIMITED

• Principal Place of Business

  Amber Wealth Creation

  Prosperity House

  Hanborough Business Park

  Long Hanborough

  Witney

  Oxfordshire

  OX29 8LH

  UNITED KINGDOM

  Phone

  +4401993886333

  Web

  https://www.amberwealth.co.uk

• Complaints Contact

  Amber Wealth Creation

  Prosperity House

  Hanborough Business Park

  Long Hanborough

  Witney

  Oxfordshire

  OX29 8LH

  UNITED KINGDOM

  Phone

  +4401993886333

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

• Adam Richard Rogers

  IRN AXR11092

  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2024)
  • [FCA CF] Client dealing (since 15 Apr 2024)
• Alexandra Hall

  IRN AXH01431

  • CF21 Investment Adviser (13 Aug 2004 to 3 Feb 2006)
• Andrew Peter Murphy

  IRN APM00021

  • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
  • CF21 Investment Adviser (19 Mar 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2006 to 19 Mar 2007)
• David Lewis Rees

  IRN DLR01061

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 11. Pension transfer specialist
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] CASS oversight function (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 7 Oct 2016)
  • CF29 Significant management (7 Oct 2016 to 8 Dec 2019)
  • CF30 Customer (13 Jan 2014 to 8 Dec 2019)
• Edward Brian Edgar Gibson

  IRN EBG00002

  • [FCA CF] Functions requiring qualifications (15 Dec 2023 to 7 Jun 2024)
  • [FCA CF] Client dealing (15 Dec 2023 to 7 Jun 2024)
• Emma Louise Horwood

  IRN EXH00132

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 18 Jul 2024)
  • [FCA CF] Client dealing (since 18 Jul 2024)
• Emma Victoria Wardle

  IRN EVW01012

  • 11. Pension transfer specialist
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
• Jamie Paul Taylor

  IRN JPT00031

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Sep 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2021)
  • CF30 Customer (11 Feb 2019 to 8 Dec 2019)
• John Daniel Bourke

  IRN JDB00035

  • CF30 Customer (5 Jan 2015 to 15 May 2017)
• John Fissenden

  IRN JXF00070

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (13 Aug 2004 to 8 Dec 2019)
  • CF1 Director (13 Aug 2004 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 Aug 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (13 Aug 2004 to 31 Mar 2009)
  • CF21 Investment Adviser (13 Aug 2004 to 31 Oct 2007)

• Cashflow For Life Ltd (no longer appointed)

  FRN 612220 · Appointed 23 Dec 2013 · Until 26 Mar 2020

No changes recorded yet.