Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 7. Giving personal recommendations on long-term care insurance contracts
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 12 Jun 2024)
- CF1 Director (AR) (since 24 Mar 2024)
- CF30 Customer (since 24 Mar 2024)
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Pelican Financial Planning Limited
FRN 1011438
- (1)Employed By (since 24 Mar 2024)
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- [FCA CF] Client dealing (15 Dec 2023 to 7 Jun 2024)
- [FCA CF] Functions requiring qualifications (15 Dec 2023 to 7 Jun 2024)
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- CF21 Investment Adviser (27 Apr 2006 to 3 Jun 2006)
- CF22 Investment Adviser (Trainee) (1 Sep 2005 to 27 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.