Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 12 Jun 2024)
    • CF1 Director (AR) (since 24 Mar 2024)
    • CF30 Customer (since 24 Mar 2024)
    • (1)Employed By (since 24 Mar 2024)
  • AMBER WEALTH CREATION LIMITED (no longer approved here)

    FRN 401162

    • [FCA CF] Client dealing (15 Dec 2023 to 7 Jun 2024)
    • [FCA CF] Functions requiring qualifications (15 Dec 2023 to 7 Jun 2024)
    • CF21 Investment Adviser (27 Apr 2006 to 3 Jun 2006)
    • CF22 Investment Adviser (Trainee) (1 Sep 2005 to 27 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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